Representative Matters

Finn Dixon successfully defended Auriga USA, LLC

January 12, 2018

Finn Dixon successfully defended Auriga USA, LLC, a NYC bond dealer, in a FINRA arbitration proceeding brought by Odeon Capital Group, LLC, another NYC bond dealer. Odeon alleged claims against Auriga for tortious interference with contract and unfair competition arising from Auriga’s hiring of two Odeon corporate bond traders, and sought $5.6 million in compensatory damages plus punitive damages, interest, and attorneys’ fees. After ten days of evidentiary hearings, on Auriga's motion, the arbitration panel dismissed Odeon’s claims for failure of proof, and ordered Odeon to pay Auriga $400,000 in attorneys' fees and expenses. 

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