Recent Matters

  • Represented SALI Fund Management, the leading turn‐key solution for the creation and administration of Insurance Dedicated Funds, in a growth capital investment by Long Ridge Equity Partners.  
  • Represented Prelude Growth Partners in connection with the offering of its first fund, which held its first and final closing in February with $80 million in committed capital.
  • Finn Dixon & Herling LLP represented Global Integrated Flooring Solutions Inc., a portfolio company of RFE Investment Partners, in its purchase of the assets of Haworth Inc.’s raised flooring division. 
  • Finn Dixon & Herling LLP represented Southfield Capital in its investment in APC Integrated Services Group, a seller of vehicle service contracts on behalf of automotive dealers and manufacturers.
  • Finn Dixon successfully defended Auriga USA, LLC, a NYC bond dealer, in a FINRA arbitration proceeding brought by Odeon Capital Group, LLC, another NYC bond dealer. Odeon alleged claims against Auriga for tortious interference with contract and unfair competition arising from Auriga’s hiring of two Odeon corporate bond traders, and sought $5.6 million in compensatory damages plus punitive damages, interest, and attorneys’ fees. After ten days of evidentiary hearings, on Auriga's motion, the arbitration panel dismissed Odeon’s claims for failure of proof, and ordered Odeon to pay Auriga $400,000 in attorneys' fees and expenses. 
  • Represented Hamilton Robinson Capital Partners in its acquisition of GrayMatter, a consulting services leader in the operational and industrial technology industry (IIoT).
  • Finn Dixon & Herling LLP represented RFE Investment Partners in its recapitalization of 3 Bridge Solutions LLC, a Minnesota-based information technology and business consulting services provider.
  • Finn Dixon & Herling LLP represented Boston-based asset manager W.E. Donoghue & Co., LLC in its acquisition of JA Forlines Global, a New York asset management boutique with over $700 million in assets under management.
  • Finn Dixon & Herling LLP represented Hastings Manufacturing Company, a portfolio company of RFE Investment Partners, in its acquisition of Piston Rings Komarov s.r.o., a Czech Republic-based designer and manufacturer of piston rings with a focus on serving the European market.
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