Recent Matters

  • Finn Dixon successfully defended Auriga USA, LLC, a NYC bond dealer, in a FINRA arbitration proceeding brought by Odeon Capital Group, LLC, another NYC bond dealer. Odeon alleged claims against Auriga for tortious interference with contract and unfair competition arising from Auriga’s hiring of two Odeon corporate bond traders, and sought $5.6 million in compensatory damages plus punitive damages, interest, and attorneys’ fees. After ten days of evidentiary hearings, on Auriga's motion, the arbitration panel dismissed Odeon’s claims for failure of proof, and ordered Odeon to pay Auriga $400,000 in attorneys' fees and expenses. 
  • Represented Hamilton Robinson Capital Partners in its acquisition of GrayMatter, a consulting services leader in the operational and industrial technology industry (IIoT).
  • Finn Dixon & Herling LLP represented RFE Investment Partners in its recapitalization of 3 Bridge Solutions LLC, a Minnesota-based information technology and business consulting services provider.
  • Finn Dixon & Herling LLP represented Boston-based asset manager W.E. Donoghue & Co., LLC in its acquisition of JA Forlines Global, a New York asset management boutique with over $700 million in assets under management.
  • Finn Dixon & Herling LLP represented Hastings Manufacturing Company, a portfolio company of RFE Investment Partners, in its acquisition of Piston Rings Komarov s.r.o., a Czech Republic-based designer and manufacturer of piston rings with a focus on serving the European market.
  • Represented Southfield Capital in connection with its partnership with American Refrigeration Company, the leading industrial refrigeration service provider in New England.
  • Represented Capital Partners in connection with the offering of its third fund, which held its final closing in November at its hard cap of $600 million.
  • Represented Capital Partners in its acquisition and financing of CMI Limited Co., the nation’s largest manufacturer of marine vinyl sheet piling. CMI’s product line includes vinyl, composite, and aluminum sheet piling for cut-off and containment, flood protection and water control, as well as aluminum docks and access bridges used primarily for access to marine locations.  CMI customers include distributors, contractors, engineering firms, commercial institutions and government entities.
  • Represented Counsel on Call, a portfolio company of Gridiron Capital, in its acquisition and associated leveraged financing of DSicovery LLC, a provider of electronic discovery and data managements solutions, services and products.
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