Finn Dixon & Herling LLP

Client Alerts and Memos

  • Investment Adviser Annual and Other Compliance Matters
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  • Summary of Instruments and Treatment Under the Final SEC/CFTC Rules
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  • CFTC Rescission of CPO Registration Exemption and Treatment of Certain Swaps
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  • Dodd-Frank - Title IV: Investment Adviser Registration; Investment Fund Reporting
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  • Marketing and Advertising Fundamentals for Private Investment Funds
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