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| Matthew Eisenberg represents investment advisers, hedge funds, funds of funds, offshore funds, private equity funds, other investment funds, third party marketers, and broker-dealers. Mr. Eisenberg advises as to all aspects of the fund structuring and formation process, preparation and review of fund offering documents and marketing materials, SEC and state investment adviser registration, SEC and state broker-dealer registration, FINRA membership, preparation and negotiation of marketing/introduction agreements, seed financing transactions, leverage and derivative transactions, ongoing compliance matters, and regulatory examinations. | ||||
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Education New York University School of Law (J.D., 1990)State University of New York at Binghamton (B.A., 1987, Cum Laude) Bar Admissions New York, 1991Connecticut, 1990 Professional Associations and Memberships Connecticut Bar Association Recent Speaking Engagements "Compliance & Operational Best Practices for Hard-to-Value Securities & Portfolios", Financial Research Associates, March 2008 "Hedge Fund Operations & Compliance", IQPC, October 2007 "Hedge Funds World - Canada", Terrapinn, October 2007 "Hedge Fund Regulation and Compliance", IIR, April 2007 "Marketing & Advertising Compliance Forum", Financial Research Associates, March 2007 "Hedge Fund Regulation and Compliance Forum", Financial Research Associates, November 2006 "Hedge Fund Registration and Compliance", Legal IQ, September 2006 "Looking Ahead: Hedge Fund Legislation and the Sequel to Goldstein v. the SEC", Institutional Investor, July 2006 "Hedge Fund Regulation & Compliance Forum", Financial Research Associates, May 2006 "Soft Dollars - Understanding, Applying and Monitoring the New Guidelines", Financial Markets World, March 2006 "The Rapidly Changing Regulatory Environment for Third Party Marketers", The Third Party Marketers Association (3PM), November 2005 "SEC Investment Adviser Registration", AIMA - Canada, June 2005 |
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