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| Matthew Eisenberg represents investment advisers, investment funds (including hedge funds, private equity funds, funds of funds and other pooled investment vehicles), broker-dealers, third party marketers and institutional investors. Mr. Eisenberg advises clients regarding: structuring, formation and operations; SEC registration, FINRA membership and other licensing matters; the development and implementation of compliance programs and procedures; ongoing compliance matters; regulatory examinations; investment management and subadviser agreements; marketing and distribution arrangements; seed investment transactions; joint ventures; swap and other derivative transactions; marketing and advertising materials and practices; and manager due diligence practices. | ||||
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Education New York University School of Law (J.D., 1990)State University of New York at Binghamton (B.A., 1987, Cum Laude) Bar Admissions New York, 1991Connecticut, 1990 Professional Associations and Memberships Connecticut Bar Association Recent Speaking Engagements "Operations & Compliance for Hedge Funds and Funds of Funds", Finance IQ, December 2008 "2008 Hedge Fund General Counsel Summit”, ALM, September 2008. "Valuation as an SEC 'Hot Button' Issue", Financial Research Associates, May 2008 "Compliance & Operational Best Practices for Hard-to-Value Securities & Portfolios", Financial Research Associates, March 2008 "Hedge Fund Operations & Compliance", IQPC, October 2007 "Hedge Funds World - Canada", Terrapinn, October 2007 "Hedge Fund Regulation and Compliance", IIR, April 2007 "Marketing & Advertising Compliance Forum", Financial Research Associates, March 2007 "Hedge Fund Regulation and Compliance Forum", Financial Research Associates, November 2006 "Hedge Fund Registration and Compliance", Legal IQ, September 2006 "Looking Ahead: Hedge Fund Legislation and the Sequel to Goldstein v. the SEC", Institutional Investor, July 2006 "Hedge Fund Regulation & Compliance Forum", Financial Research Associates, May 2006 "Soft Dollars - Understanding, Applying and Monitoring the New Guidelines", Financial Markets World, March 2006 "The Rapidly Changing Regulatory Environment for Third Party Marketers", The Third Party Marketers Association (3PM), November 2005 "SEC Investment Adviser Registration", AIMA - Canada, June 2005 |
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