For the eleventh consecutive year, Finn Dixon & Herling is ranked in Chambers and Partners' top tier. We continue to be the only firm designated by Chambers to its top tier, “Band 1”, for Corporate/M&A law firms in Connecticut.
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Jeffrey Plotkin to speak at the Regulatory Compliance Association Symposium
Jeffrey Plotkin will speak at the Knowledge Group webcast
Jeffrey Plotkin will speak at the Knowledge Group webcast entitled: “FINRA’s Administration Guidance for Securities Traders Using Algorithmic Trading Strategies: A Perspective” on October 27, 2015. Click below for further details.
Alfred Pavlis Speaks at WESFACCA Conference on SEC Enforcement
Alfred Pavlis spoke on February 11, 2015, at the annual conference titled “A Day of SEC Updates & Developments,” hosted by the Westchester/Fairfield County Chapter of the Association of Corporate Counsel. Mr. Pavlis was a member of a panel that discussed current SEC enforcement issues such as insider trading, whistleblowers, “bad actor” waivers, the increasing use of SEC administrative proceedings, and the renewed investigative focus on “gatekeepers.” The panel also included the Deputy Director of Enforcement for the SEC, a director of litigation from a global investment bank, and a partner from a Washington, DC law firm.